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AI-901 · Domain 1: Identify AI concepts and capabilities · 42% of the exam

Task 1.1: Describe principles of responsible AI

Fairness, reliability and safety, privacy and security, inclusiveness, transparency and accountability, and what each one asks of a real AI solution.

Study it

  • The six responsible AI principles and what each asks of a solution

    Lesson coming

  • Safety in practice: guardrails, red teaming and human oversight

    Partly covered by: Guardrails, Evaluating LLMs

  • Privacy: personal data, redaction and where data is processed

    Partly covered by: Finding and Masking PII

Sample questions

Try each one before opening the answer. Every option is explained, with the Microsoft documentation page that proves it.

Question 1 · choose 1

A property management company tests an AI model that screens rental applications. Applicants with the same income, credit history and rental record are approved at noticeably different rates depending on the neighborhood they currently live in, which closely tracks ethnicity in that city. Which responsible AI principle does this result most directly violate?

  1. AThe inclusiveness principle
  2. BThe fairness principle
  3. CThe transparency principle
  4. DThe reliability and safety principle
Show the answer and why
  • AThe inclusiveness principle

    Incorrect

    Inclusiveness is about designing so that nobody is shut out of using the system, for example people with disabilities. Every applicant here can use the system; the problem is the outcome it produces.

  • BThe fairness principle

    Correct

    Fairness means people in similar situations get similar outcomes. Similar applicants receiving different results because of a factor that tracks a demographic group is exactly the harm this principle targets.

  • CThe transparency principle

    Incorrect

    Transparency is about people understanding how a system reaches its decisions. Explaining the screening model wouldn't stop it from treating similar applicants differently.

  • DThe reliability and safety principle

    Incorrect

    Reliability and safety is about consistent behavior and avoiding harm under expected and unexpected conditions. The model is behaving consistently; it is consistently unequal across groups.

Microsoft describes fairness as AI systems treating everyone fairly and not affecting similarly situated groups differently, with lending, employment and similar decisions as typical examples. An input that acts as a stand-in for a demographic group can create that harm even when the group itself is never used as an input.

Question 2 · choose 1

A pharmacy chain uses an AI model to read handwritten prescriptions before orders are filled. The team configures the system so that when the model's confidence in a drug name or dose falls below a set threshold, it doesn't create the order and holds the prescription instead. Which responsible AI principle does this design choice mainly support?

  1. AFairness
  2. BTransparency
  3. CPrivacy and security
  4. DReliability and safety
Show the answer and why
  • AFairness

    Incorrect

    Fairness concerns how outcomes compare between groups of people. The threshold guards against any wrong reading, whoever the patient is.

  • BTransparency

    Incorrect

    Transparency would call for explaining to patients and staff how the system works and where it can fail. Holding uncertain orders is a safety control, not an explanation.

  • CPrivacy and security

    Incorrect

    Privacy and security is about protecting the personal data on the prescriptions. Holding uncertain orders doesn't change how that data is stored or who can see it.

  • DReliability and safety

    Correct

    Models are probabilistic and can be wrong. Refusing to act on low-confidence results in a setting where a mistake could harm a patient is a direct way to make the system behave safely.

AI systems are based on probabilistic models and aren't infallible. Using a confidence value to decide whether the system acts at all, and avoiding action below a threshold, is a standard way to keep a system reliable and safe when the cost of an error is high.

Question 3 · choose 1

An online retailer wants to keep two years of customer support chat transcripts so analysts can study common complaints. The transcripts contain customers' names, phone numbers and home addresses. Which action best addresses the privacy and security principle for this plan?

  1. ADetect and redact personal information in each transcript before it's stored for analysis
  2. BLabel chat replies that a model generated so customers know they came from AI
  3. CRun the transcripts through a content filter that flags abusive language before analysts read them
  4. DOffer the support chat in a mode that works with screen readers and keyboard navigation for customers who rely on them
Show the answer and why
  • ADetect and redact personal information in each transcript before it's stored for analysis

    Correct

    Removing names, phone numbers and addresses before the data is kept protects the people in the transcripts while leaving the complaint content available to analysts.

  • BLabel chat replies that a model generated so customers know they came from AI

    Incorrect

    Labeling AI-generated replies supports transparency. It does nothing to protect the personal details stored in the transcripts.

  • CRun the transcripts through a content filter that flags abusive language before analysts read them

    Incorrect

    Filtering abusive language is a safety measure. It leaves the names, phone numbers and addresses in place.

  • DOffer the support chat in a mode that works with screen readers and keyboard navigation for customers who rely on them

    Incorrect

    Accessible design supports inclusiveness. It doesn't change what personal information ends up in the stored transcripts.

Privacy and security is about protecting personal and business data that AI systems collect and use. Detecting and redacting personally identifiable information before data is shared or analyzed is a common way to meet privacy policies and regulations.

Question 4 · choose 1

A science museum is building an information kiosk that visitors use by speaking a question and listening to the spoken answer. Before launch, the team adds a touch keyboard for typed questions and shows each answer as on-screen text. Which responsible AI principle are they applying?

  1. ATransparency
  2. BPrivacy and security
  3. CInclusiveness
  4. DAccountability
Show the answer and why
  • ATransparency

    Incorrect

    Transparency is about making people aware of how the system works and what its limits are. Offering other ways to ask and read answers doesn't explain the system.

  • BPrivacy and security

    Incorrect

    Privacy and security covers protecting the data visitors provide. The new input and output options don't change how data is handled.

  • CInclusiveness

    Correct

    A speech-only kiosk would shut out visitors who are deaf, hard of hearing or unable to speak. Adding typed input and text output lets everyone use it.

  • DAccountability

    Incorrect

    Accountability concerns human responsibility for the system. The change here is about who can use the kiosk.

Inclusiveness asks that the benefits of AI be available to everyone, so solutions shouldn't exclude groups of users. Offering more than one way to give input and receive output is a common way to apply it to speech experiences.

Question 5 · choose 1

A city's non-emergency phone line starts answering calls with a lifelike synthetic voice that handles common requests such as missed trash pickups. The voice is realistic enough that many callers assume a person is speaking. To follow responsible AI guidance, what should the city add, and which principle does it serve?

  1. AStore a recording of each call with the caller's number, which serves accountability
  2. BTell callers at the start that they're talking to a synthetic voice, which serves transparency
  3. CRoute complicated requests to a human operator, which serves accountability
  4. DUse a faster speaking rate so calls finish sooner, which serves reliability and safety
Show the answer and why
  • AStore a recording of each call with the caller's number, which serves accountability

    Incorrect

    Keeping recordings with phone numbers adds personal data to protect, and it doesn't tell callers that the voice is synthetic.

  • BTell callers at the start that they're talking to a synthetic voice, which serves transparency

    Correct

    Disclosure lets people know they're listening to a computer-generated voice. Microsoft's guidance for synthetic voices treats it as the core of being transparent with users.

  • CRoute complicated requests to a human operator, which serves accountability

    Incorrect

    Escalating to people is useful, but callers would still assume the synthetic voice is a person.

  • DUse a faster speaking rate so calls finish sooner, which serves reliability and safety

    Incorrect

    Speaking rate is a delivery setting. It isn't a responsible AI control, and the synthetic nature of the voice stays hidden.

As synthetic voices become hard to tell apart from human ones, Microsoft recommends disclosure: letting people know they're interacting with a synthetic voice. Making users aware of how a system works is the heart of the transparency principle.

Question 6 · choose 1

A logistics company uses an AI model to rank job applicants for warehouse supervisor roles. Company policy says the ranking is only advice: a named hiring manager reviews each shortlist, makes the final decision and signs off on every rejection. Which responsible AI principle does this policy primarily put into practice?

  1. AFairness
  2. BTransparency
  3. CPrivacy and security
  4. DAccountability
Show the answer and why
  • AFairness

    Incorrect

    Fairness would require checking that similar applicants get similar rankings. A sign-off step assigns responsibility; it doesn't measure or correct unequal treatment.

  • BTransparency

    Incorrect

    Transparency concerns openness with the people affected. The policy assigns responsibility instead.

  • CPrivacy and security

    Incorrect

    Privacy and security is about protecting applicants' personal data. The policy decides who makes the decision, not how data is handled.

  • DAccountability

    Correct

    People must stay answerable for decisions that affect others, and AI shouldn't be the final authority on them. A named manager owning each decision keeps humans in control.

Accountability means the people who design and deploy AI systems answer for how they operate. Microsoft's guidance calls for norms that keep AI from being the final authority on decisions that affect people's lives and keep humans in meaningful control.

Question 7 · choose 2

A bank is preparing to launch a generative AI chat assistant for customers. Which two practices most directly address the reliability and safety principle? (Choose TWO.)

  1. AProbe the assistant with simulated adversarial prompts before launch to find ways it can be pushed into harmful answers
  2. BShow a note above the chat window explaining that answers are generated by AI
  3. COffer a high-contrast, large-text version of the chat for customers with low vision
  4. DApply guardrails that scan user prompts and model outputs and block harmful content
  5. ELet customers download a copy of their own chat history from their account
Show the answer and why
  • AProbe the assistant with simulated adversarial prompts before launch to find ways it can be pushed into harmful answers

    Correct

    Adversarial testing, such as automated scans with the AI Red Teaming Agent, finds safety weaknesses before real users do.

  • BShow a note above the chat window explaining that answers are generated by AI

    Incorrect

    Telling users that answers come from AI supports transparency. It doesn't stop the assistant from producing a harmful answer.

  • COffer a high-contrast, large-text version of the chat for customers with low vision

    Incorrect

    A high-contrast, large-text version helps more customers use the chat, which is inclusiveness rather than safety.

  • DApply guardrails that scan user prompts and model outputs and block harmful content

    Correct

    Guardrails protect at runtime by detecting harmful content in inputs and outputs and blocking it before it reaches the customer.

  • ELet customers download a copy of their own chat history from their account

    Incorrect

    Giving customers control over their own data is a privacy practice, not a safety control.

Microsoft's guidance for trustworthy generative AI asks teams to discover risks, for example by testing with adversarial prompts, and to protect against them with content filters and guardrails that block harmful outputs. Both keep the system behaving safely under misuse.

Question 8 · choose 1

A company builds a résumé-screening model by training it on ten years of past hiring decisions, during which most people hired came from one demographic group. What is the main responsible AI concern that this skew in the training data creates?

  1. ASome old records hold typing errors that weaken results, a reliability risk
  2. BAn attacker could alter the stored hiring records, a security risk
  3. CThe model may learn and repeat bias in past decisions, a fairness risk
  4. DPast applicants didn't choose how their data is reused, a privacy risk
Show the answer and why
  • ASome old records hold typing errors that weaken results, a reliability risk

    Incorrect

    Data errors can hurt reliability, but the stem describes a skew toward one group, not mistakes in the records.

  • BAn attacker could alter the stored hiring records, a security risk

    Incorrect

    Protecting stored data matters, but tampering isn't something the skew creates. The concern here is how the model will treat applicants.

  • CThe model may learn and repeat bias in past decisions, a fairness risk

    Correct

    Models learn from the data they're given. If that data reflects unconscious bias, the model can produce discriminatory outputs.

  • DPast applicants didn't choose how their data is reused, a privacy risk

    Incorrect

    Control over data use is a privacy consideration, but it would apply whatever the makeup of the data. It isn't the risk the skew creates.

Training data is usually selected by people, and both the data and the selection criteria can reflect unconscious bias. A model trained on such data can reproduce it and treat similar applicants differently, so developers need to minimize bias in training data.

Question 9 · choose 1

An email assistant summarizes incoming messages with a language model. A message arrives containing hidden text that tells the model to forward the user's contacts to an outside address. Which Azure AI Content Safety capability is designed to detect this kind of attack?

  1. APrompt Shields, which detect attacks hidden in documents, emails and prompts
  2. BPII detection in Azure Language, which finds personal information in the email text
  3. CLanguage detection in Azure Language, which identifies the language of each email
  4. DThe analyze image API, which scans pictures and attachments for violence and hate
Show the answer and why
  • APrompt Shields, which detect attacks hidden in documents, emails and prompts

    Correct

    Prompt Shields analyze text for user prompt attacks and for document attacks, where hidden instructions in content try to hijack the model.

  • BPII detection in Azure Language, which finds personal information in the email text

    Incorrect

    PII detection finds personal details such as names and phone numbers. It doesn't detect instructions planted in an email.

  • CLanguage detection in Azure Language, which identifies the language of each email

    Incorrect

    Knowing the email's language doesn't reveal hidden instructions in it.

  • DThe analyze image API, which scans pictures and attachments for violence and hate

    Incorrect

    Image analysis scores harmful visual content; the attack here is text inside an email.

Indirect, or document, attacks hide instructions in content that a model processes, such as emails or web pages. Prompt Shields scan for both direct user prompt attacks and these document attacks, which protects the security of the solution.

Question 10 · choose 1

A company's internal policy assistant answers questions from HR documents. Which practice most directly supports transparency for the employees who rely on its answers?

  1. ACite the source documents behind each answer
  2. BHave HR staff spot-check a sample of answers each month
  3. CKeep the assistant's conversation logs for 90 days
  4. DLimit the assistant to approved, current HR documents
Show the answer and why
  • ACite the source documents behind each answer

    Correct

    Citations let users inspect the content an answer is based on and notice when a source is outdated or doesn't fit.

  • BHave HR staff spot-check a sample of answers each month

    Incorrect

    Spot checks help catch wrong answers behind the scenes, but an employee reading an answer still can't see what it's based on.

  • CKeep the assistant's conversation logs for 90 days

    Incorrect

    Retention is a data management choice. It tells employees nothing about where answers come from.

  • DLimit the assistant to approved, current HR documents

    Incorrect

    Curating the sources improves what answers draw on, but employees still can't tell which document a given answer used.

Transparency helps people understand how a system reaches its outputs and what its limits are. For grounded answers, returning citations or links lets users verify claims against the sources.

Question 11 · choose 1

Microsoft organizes its recommended responsible AI practices for agents into three stages: Discover, Protect and Govern. Which activity belongs to the Govern stage?

  1. ATesting the agent with adversarial prompts before it is released
  2. BApplying guardrails that block harmful outputs before they reach users
  3. CAssessing a planned use case for potential risks before building it
  4. DTracing and monitoring the agent in production to spot new risks
Show the answer and why
  • ATesting the agent with adversarial prompts before it is released

    Incorrect

    Adversarial testing finds risks before and after deployment, which is the Discover stage.

  • BApplying guardrails that block harmful outputs before they reach users

    Incorrect

    Blocking harmful outputs at runtime is the Protect stage.

  • CAssessing a planned use case for potential risks before building it

    Incorrect

    Identifying and assessing risks belongs to the Discover stage.

  • DTracing and monitoring the agent in production to spot new risks

    Correct

    Govern covers tracing, monitoring and compliance integrations after deployment, so new risks surface while the agent is live.

Microsoft's guidance asks teams to discover risks, protect against them at the model and agent level, and govern agents through tracing, monitoring and compliance integrations once they're in production.

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