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SC-100 · Domain 2: Design security operations, identity, and compliance capabilities · 28% of the exam

Task 2.4: Design solutions for regulatory compliance

Turning compliance requirements into controls with Microsoft Purview and Azure Policy, and measuring alignment with standards and benchmarks in Defender for Cloud's regulatory compliance.

Study it

  • From compliance requirements to controls: Microsoft Purview and Azure Policy

    Partly covered by: Organizations, SCPs & Control Tower

  • Regulatory compliance in Defender for Cloud

    Lesson coming

Sample questions

Try each one before opening the answer. Every option is explained, with the Microsoft documentation page that proves it.

Question 1 · choose 1

A European insurer must keep all resources that store customer data in EU regions. Workload teams deploy through their own pipelines into subscriptions under one management group, and some recent deployments landed in US regions by mistake. How should the requirement be turned into a preventive control?

  1. AAssign the built-in Allowed locations policy, listing only EU regions, at the management group
  2. BAsk teams to tag resources with their region and review the tags monthly
  3. CRun a Resource Graph query every night that lists resources outside the EU, and open a ticket with the owning team for each one
  4. DPut a CanNotDelete lock on every EU resource group
Show the answer and why
  • AAssign the built-in Allowed locations policy, listing only EU regions, at the management group

    Correct

    Allowed locations denies deployments to regions outside the list for every subscription below the assignment.

  • BAsk teams to tag resources with their region and review the tags monthly

    Incorrect

    Tags and reviews detect problems after the fact rather than preventing them.

  • CRun a Resource Graph query every night that lists resources outside the EU, and open a ticket with the owning team for each one

    Incorrect

    A query reports violations but doesn't stop them.

  • DPut a CanNotDelete lock on every EU resource group

    Incorrect

    Locks stop deletion; they don't control where new resources go.

Azure Policy turns requirements into enforceable rules. The built-in Allowed locations definition restricts the locations your organization can specify when deploying resources, and with a Deny effect it blocks noncompliant deployments. Assigning it at a management group applies it to every subscription below.

Question 2 · choose 2

A brokerage must keep all email of its financial staff for seven years, even if users delete it, and show auditors its progress against a financial regulation's controls with step-by-step guidance on gaps. Which two Microsoft Purview capabilities should the design include? (Choose TWO.)

  1. AA retention policy for the staff's Exchange mailboxes with a seven-year retain period
  2. BA Purview DLP policy that blocks the staff's email to external recipients and alerts compliance officers
  3. CSensitivity labels that encrypt the staff's email and expire access to it after seven years
  4. DCommunication compliance policies for the financial staff's email
  5. EA Compliance Manager assessment based on the regulation's template, with its improvement actions
Show the answer and why
  • AA retention policy for the staff's Exchange mailboxes with a seven-year retain period

    Correct

    Retention policies keep content for the period even if users delete it.

  • BA Purview DLP policy that blocks the staff's email to external recipients and alerts compliance officers

    Incorrect

    DLP prevents sensitive information from leaving; it doesn't retain mail or report progress against a regulation.

  • CSensitivity labels that encrypt the staff's email and expire access to it after seven years

    Incorrect

    Encryption and access expiry control who can open content; they don't keep it when users delete it.

  • DCommunication compliance policies for the financial staff's email

    Incorrect

    Communication compliance detects and acts on policy violations in messages; it doesn't keep mail for seven years or track a regulation's controls.

  • EA Compliance Manager assessment based on the regulation's template, with its improvement actions

    Correct

    Compliance Manager assessments track controls, show improvement actions and give a compliance score.

Microsoft Purview retention policies retain content for a set period, even when users delete it, and can delete it afterward. Compliance Manager offers prebuilt assessments for standards and regulations, with step-by-step improvement actions for the gaps.

Question 3 · choose 1

A payments company has Defender for Cloud on its Azure subscriptions and AWS accounts with only the free foundational CSPM capabilities. Auditors want continuous assessment against PCI DSS for both clouds in the regulatory compliance dashboard, but the standard can't be added. What should the architect plan?

  1. AWait, because MCSB already includes every PCI DSS requirement
  2. BAssign the built-in PCI DSS v4.0 initiative with Azure Policy and report its compliance instead
  3. CRequest the PCI DSS audit reports for Azure from the Service Trust Portal and present them as the company's evidence
  4. DEnable a paid Defender plan, such as Defender CSPM, then assign the PCI DSS standard
Show the answer and why
  • AWait, because MCSB already includes every PCI DSS requirement

    Incorrect

    MCSB is the default standard, but auditors want assessment against PCI DSS itself.

  • BAssign the built-in PCI DSS v4.0 initiative with Azure Policy and report its compliance instead

    Incorrect

    An Azure Policy initiative evaluates Azure resources, so the AWS accounts wouldn't be assessed, and the auditors want the Defender for Cloud dashboard.

  • CRequest the PCI DSS audit reports for Azure from the Service Trust Portal and present them as the company's evidence

    Incorrect

    Those reports describe Microsoft's own compliance, not the company's resources.

  • DEnable a paid Defender plan, such as Defender CSPM, then assign the PCI DSS standard

    Correct

    Non-default standards can be added when a paid plan is enabled; MCSB is the default standard.

When Defender for Cloud is enabled on an Azure subscription, AWS account or GCP project, the Microsoft cloud security benchmark is enabled by default (with AWS Foundational Security Best Practices for AWS). You can add more, non-default compliance standards, such as PCI DSS, when at least one paid plan is enabled; the assignment page names any plan except Defender for Servers Plan 1 and Defender for APIs Plan 1.

Question 4 · choose 1

In Azure Policy, what is an initiative?

  1. AA single rule that applies to one resource
  2. BA role assignment for policy administrators
  3. CA compliance report exported from Defender for Cloud every month for auditors
  4. DA group of related policy definitions managed together
Show the answer and why
  • AA single rule that applies to one resource

    Incorrect

    That's closer to a single policy definition assignment.

  • BA role assignment for policy administrators

    Incorrect

    Initiatives aren't role assignments.

  • CA compliance report exported from Defender for Cloud every month for auditors

    Incorrect

    An initiative is a policy construct, not a report.

  • DA group of related policy definitions managed together

    Correct

    Initiatives group several related definitions to simplify assignments.

An initiative definition groups several related policy definitions to simplify assignments and management, for example to track compliance with a regulation as one unit.

Question 5 · choose 1

In Microsoft Purview Compliance Manager, what does the compliance score measure?

  1. AProgress in completing improvement actions
  2. BThe number of sensitivity labels published
  3. CHow many users passed the phishing simulation training
  4. DThe uptime of Microsoft 365 services
Show the answer and why
  • AProgress in completing improvement actions

    Correct

    The risk-based score reflects completion of improvement actions.

  • BThe number of sensitivity labels published

    Incorrect

    Label count isn't the score.

  • CHow many users passed the phishing simulation training

    Incorrect

    That's an attack simulation training metric.

  • DThe uptime of Microsoft 365 services

    Incorrect

    Service health isn't a compliance measure.

Compliance Manager gives a risk-based compliance score that helps you understand your posture by measuring progress in completing improvement actions.

Question 6 · choose 1

A security standard bans certain Azure resource types in production. Which built-in Azure Policy definition fits?

  1. ANot allowed resource types
  2. BAllowed virtual machine size SKUs
  3. CRequire a tag on resources
  4. DAudit VMs that don't use managed disks
Show the answer and why
  • ANot allowed resource types

    Correct

    This built-in definition lists resource types that can't be deployed.

  • BAllowed virtual machine size SKUs

    Incorrect

    That restricts VM sizes, not resource types.

  • CRequire a tag on resources

    Incorrect

    That enforces tagging.

  • DAudit VMs that don't use managed disks

    Incorrect

    That audits one VM setting.

Azure Policy includes built-in definitions such as Allowed resource types and Not allowed resource types, which restrict which resource types can be deployed in a scope.

Question 7 · choose 1

In Microsoft Purview Compliance Manager, what do you see for improvement actions that Microsoft manages?

  1. AA task assigned to your administrators to complete
  2. BImplementation details and audit results
  3. CNothing, because they're hidden
  4. DA bill for each action
Show the answer and why
  • AA task assigned to your administrators to complete

    Incorrect

    Microsoft-managed actions aren't yours to implement.

  • BImplementation details and audit results

    Correct

    For Microsoft-managed actions, Compliance Manager shows how Microsoft implemented them and the audit results.

  • CNothing, because they're hidden

    Incorrect

    They're shown with details.

  • DA bill for each action

    Incorrect

    Actions aren't billed individually.

Compliance Manager gives step-by-step guidance on improvement actions. For actions that are managed by Microsoft, you see implementation details and audit results.

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